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Floor trading
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#	Item
161	Regional Greenhouse Gas Initiative, Inc. 90 Church Street, 4th Floor New York, NY[removed]www.rggi.org Regional Greenhouse Gas Initiative, Inc. Add to Reading List Source URL: www.rggi.org Language: English - Date: 2014-05-01 15:23:22 Regional Greenhouse Gas Initiative Variance Expense Business Finance Management accounting Carbon finance Emissions trading
162	Regional Greenhouse Gas Initiative, Inc. 90 Church Street, 4th Floor New York, NY[removed]www.rggi.org Regional Greenhouse Gas Initiative, Inc. Add to Reading List Source URL: www.rggi.org Language: English - Date: 2014-05-01 15:23:20 Regional Greenhouse Gas Initiative Variance Business Management accounting Emissions trading Carbon finance
163	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]November 21, 2012 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-11-23 07:07:04 Investment United States securities law Finance Securities Exchange Act United States Securities and Exchange Commission Floor broker Day trading Order Commodity Futures Modernization Act Stock market Financial markets Financial economics
164	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]November 20, 2012 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change E Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-11-21 08:23:52 Stock market Financial system Financial markets Self-regulatory organizations Financial regulation Securities Exchange Act Floor broker U.S. Securities and Exchange Commission Day trading United States securities law Financial economics Business
165	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-29 10:27:30 Financial system National best bid and offer Order Floor broker Algorithmic trading Financial markets Financial economics Finance
166	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-07 10:25:19 Investment Finance Order New York Stock Exchange Securities Exchange Act Floor broker Day trading High-frequency trading Financial markets Financial economics Stock market
167	Notice of Filing of Proposed Rule Change to Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers (“DMMs”) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-14 11:31:06 Investment Finance Securities Exchange Act New York Stock Exchange Floor broker Algorithmic trading Open outcry Order Short Financial economics Financial markets Stock market
168	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-11-17 16:56:53 Investment New York Stock Exchange NYSE Arca Securities Exchange Act Floor broker Broker-dealer Electronic trading Self-regulatory organization Financial markets Financial economics Financial system
169	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]October 26, 2006 Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Ru Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-10-30 12:47:53 Investment Finance Chicago Stock Exchange Stock market Securities Exchange Act Floor broker Electronic trading Market maker Consolidated Tape Association Financial markets Financial economics Self-regulatory organizations
170	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]November 8, 2012 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Deleting NYSE Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-11-09 11:24:04 Investment Stock market Financial regulation United States Securities and Exchange Commission Securities Exchange Act Floor broker Day trading Regulation NMS Short Financial economics Financial markets Finance

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